C&S Fundamental Small Cap Value

Goal

The strategy aims to achieve long-term capital growth by investing in undervalued companies with improving business prospects. It is designed for investors with a medium- to long-term investment horizon.

Investment Strategy

The reference portfolio invests in a diversified selection of small cap value stocks listed on US exchanges. A fundamental investment process combined with a proprietary valuation model screens the universe of mid, small and micro-cap companies. The focus is on companies with solid current operating results and conservative balance sheets that trade at a discount. The strategy may hold cash if market conditions or the economic outlook so require.

Portfolio Profile

The portfolio is actively managed and long only. Sector and industry weightings may deviate significantly from the reference index, the Russell 2000 Index. The reference portfolio is rebalanced regularly and is subject to predefined risk limits.

Liquidity Management

The strategy invests in exchange-traded US equities. Smaller companies can trade with lower volumes than large caps, which may affect liquidity in difficult market phases.

Factsheets

Factsheets documenting performance and composition are available on request.

Parties Involved

UBS AG

UBS AG acts as issuer of the certificate. UBS is a global financial services firm headquartered in Switzerland.

Cura & Senectus Investment AG

Cura & Senectus Investment AG acts as Reference Portfolio Manager and distributor of the certificate. The company is a licensed asset manager based in Vaduz, Liechtenstein.

Lyons Wealth B.V.

Lyons Wealth B.V. acts as signal provider and prepares strategy descriptions, factsheets and investor updates for the certificate.

Risk Notice

Investing in the certificate involves risks, including the risk of loss of capital and the credit risk of the issuer. The reference portfolio may use leverage within predefined limits and is subject to a deleveraging mechanism. Past performance is not a reliable indicator of future results. The certificate is offered by way of private placement to professional investors only.